ARTICLE Chemistry School, University of Melbourne, Parkville, VIC, 3010, Australia INFM, Dip. di Fisica, Università di Padova, via Marzolo 8, I35131 Padova, Italy c CNR-IFN Istituto di Fotonica e Nanotecnologie, CSMFO group, via Sommarive 14, I-38050 Povo (Trento), Italy d INSTM, Dip. Ingegneria Meccanica S. Materiali, Università di Padova, via Marzolo 9, I35131 Padova, Italy. E-mail: alex.martucci@unipd.it; Fax: 0039 049 8275505; Tel: 0039 049 8275506 Journal of a Materials Chemistry Craig Bullen,a Paul Mulvaney,a Cinzia Sada,b Maurizio Ferrari,c Alessandro Chiaserac and Alessandro Martucci*d www.rsc.org/materials Incorporation of a highly luminescent semiconductor quantum dot in ZrO2–SiO2 hybrid sol–gel glass film b Received 26th November 2003, Accepted 7th January 2004 First published as an Advance Article on the web 17th February 2004 In this paper we describe a method for transferring semiconductor quantum dots, produced in non-polar solvents by an organometallic approach, into sol–gel matrices. ZrO2–SiO2 hybrid sol–gel glass films have been homogeneously doped with different semiconductor quantum dots (CdSe, CdSe@CdS and CdSe@ZnS). Both the absorption and the emission properties of the semiconductor nanocrystals are only slightly affected by the incorporation into the sol–gel matrix. The doped films showed sufficiently high refractive index for the realization of planar waveguides. Introduction DOI: 10.1039/b315332k In the last 20 years different chemical approaches have been developed to synthesize semiconductor quantum dots (QDs) of controlled composition, size, shape and surface states and extensive reviews have been published elsewhere.1,2 One of the most studied chemical syntheses of semiconductor QDs involves the decomposition of organometallic precursors in hot coordinating solvents.3 With this approach, highly luminescent semiconductor nanoparticles can be prepared with controlled size, size distribution and surface states. Such nanocrystals have many potential applications in photonics and electronics components4 but it is necessary to embed the nanocrystals into a solid matrix which allows optical information or signals to be transmitted with high propagation efficiency. Several approaches have been developed for producing bulk or thin film materials doped with semiconductor QDs: melt glasses,5,6 polymers7,8 and sol–gel glasses9 have all been doped with different semiconductor nanocrystals. In all these cases, the nanoparticles precipitate or grow directly inside the structured media, which may offer micro(nano)-reaction chambers.10 However in situ growth does not allow for control of surface states, particle shape or aspect ratio, or passivation of the nanocrystal dangling bonds by shell layers. Few studies have been reported on the incorporation of semiconductor QDs obtained by colloidal synthesis into a structured media.4,11–14 In this paper we describe a method for transferring highly luminescent semiconductor QDs produced in non-polar solvents by organometallic approaches into ZrO2–SiO2 hybrid sol–gel glass films. We demonstrate using direct measurement of the m-line that these materials are suitable for optical waveguides. 1112 Experimental methods The incorporation of nanoparticles in sol–gel film involved three stages: Step 1. Highly luminescent and monodisperse core (e.g. CdSe) or core-shell (CdSe@CdS or CdSe@ZnS) nanoparticles J. Mater. Chem., 2004, 14, 1112–1116 were prepared by the reaction of organometallic reagents in organic surfactants.15 In a typical CdSe core synthesis, an injection solution of 0.1 mL dimethylcadmium (1.4 mmol), and 0.079 g selenium (1 mmol) dissolved in (5 mL) trioctylphosphine was rapidly injected into the reaction vessel containing vigorously stirred trioctylphosphine oxide heated to 355 uC. Subsequent growth at 280 uC led to a slow growth of nanocrystals to the desired size. CdS or ZnS shells were grown on the core nanocrystals in organic surfactants using published methods based on the organometallic precursors dimethylcadmium or diethylzinc in combination with bis(trimethylsilyl) sulfide.16,17 Step 2. The nanoparticles were capped with aminoethylaminopropyltrimethoxysilane (AEAPTMS) allowing their dissolution in polar solvents (such as propanol or ethanol). Typically 1 mL of 1.9 mM QDs hexane solution is mixed with 3 mL of ethanol allowing precipitation of the nanoparticles. After centrifugation and separation, 20 mL of AEAPTMS are added to the precipitated nanocrystals allowing their dissolution in 1 mL of propanol (doping solution). Step 3. The capped particles were mixed with the sol–gel solution leading to a final sol that can be used for depositing thin films on different substrates (SiO2 glass, soda-lime glass, silicon, plastic) by spinning or dipping. The matrix solution was synthesized by reacting 3-(trimethoxysilyl)propylmethacrylate (TMSPM), methacrylic acid (MA) and zirconium n-propoxide (Zr(OPrn)4), using a procedure similar to that reported in ref. 18. The TMSPM was first prehydrolyzed at room temperature for one hour (TMSPM : H2O : HCl ~ 10 : 7.6 : 1.4). MA and Zr(OPrn)4 (MA : Zr ~ 10 : 10) were mixed for one hour at room temperature and then added to the TMSPM sol. Further water was added (TMSPM : H2O ~ 10 : 10.4) and the sol was stirred for half an hour at room temperature. The deposition solution was typically prepared by mixing 1 mL of the matrix solution with 1 mL of the doping solution. After deposition the films were dried at different temperatures up to 150 uC. Linear absorption spectra in the UV-visible region (300– 800 nm) were taken at room temperature using a Cary 5 UV-vis This journal is ß The Royal Society of Chemistry 2004 spectrophotometer. Photoluminescence measurements were carried out using a Hitachi spectrofluorometer equipped with a 150 W xenon lamp. Transmission Electron Microscope (TEM) characterization was conducted at 200 kV. Sol–gel doped films were deposited on holey-carbon copper grids by spin coating. SIMS measurements were carried out by means of an IMS 4f mass spectrometer (Cameca, Padova, Italy) using a 10 kV Cs1 primary beam and by negative secondary ion detection (the sample potential was fixed at 24.5 kV) with a final impact energy of 14.5 keV. The SIMS spectra were carried out in ultra high vacuum conditions at a primary beam intensity of 50 nA, rastering over a nominally 125 6 125 mm2 area. Beam blanking mode was used to improve the depth resolution, interrupting the sputtering process during magnet stabilization periods. The dependence of the erosion speed on the matrix composition was taken into account by measuring the erosion speed at various depths for each sample. The erosion speed was then evaluated by measuring the depth of the erosion crater at the end of each analysis by means of a Tencor Alpha Step profilometer with a maximum uncertainty of a few nanometers. The measurements were performed in High Mass Resolution configuration to avoid mass interference artifacts. The charge build-up while profiling the insulating samples was compensated by an electron gun without any need to cover the surface with a metal film. The waveguide properties of the films and their refractive index at 632.8 and at 543.5 nm were measured in TE and TM polarization by an m-line apparatus based on the prism coupling technique. Fig. 2 Absorption and photoluminescence (excitation at 400 nm) of sol–gel film doped with CdSe core particles deposited on silica and heated at 100 uC. In Fig. 1 are reported the absorption (Fig. 1a) and the photoluminescence (excitation at 400 nm) spectra (Fig. 1b) of three solutions: the CdSe core particles in hexane, the propanol solution of the CdSe functionalized with AEAPTMS and the sol–gel doped solution used for film deposition. Both the absorption exciton peaks and the PL peak are slightly shifted to lower wavelengths when the QDs are transferred from the hexane solution to the propanol and sol–gel solutions. The sol– gel solution gives the highest shift. No appreciable variation in either absorption or emission peak position has been observed for the doped, sol–gel solution after deposition, as can be seen from Fig. 2 where the absorption and PL spectra of sol–gel films doped with CdSe core are reported. The same features have been observed also for CdSe@CdS core-shell particles as can been seen in Fig. 3 where the absorption (Fig. 3a) and the photoluminescence (Fig. 3b) spectra of three solutions: the CdSe@CdS core-shell in hexane, the Fig. 1 Absorption (a) and photoluminescence (b) (excitation at 400 nm) spectra of CdSe core solutions. Fig. 3 Absorption (a) and photoluminescence (b) (excitation at 400 nm) spectra of CdSe@CdS core-shell solutions. Results J. Mater. Chem., 2004, 14, 1112–1116 1113 Fig. 4 Absorption and photoluminescence (excitation at 400 nm) of sol–gel glass film doped with CdSe@CdS core-shell particles deposited on silica and heated at 100 uC. propanol solution of the CdSe@CdS functionalized with AEAPTMS and the sol–gel doped solution are reported. Also in this case both the absorption exciton peaks and the PL peak are slightly shifted to lower wavelengths when the QDs are transferred from the hexane solution to the propanol and sol–gel solution. The sol–gel solution gives the highest shift. In Fig. 4 are reported the absorption and PL spectra of sol–gel films doped with CdSe@CdS core-shell particles. Again, neither the absorption or PL peak positions shifted with respect to those of the parent sol–gel doped solution (Fig. 3). The values reported in Table 1 have been obtained by fitting the spectra with a Gaussian function. Transparent doped films have been deposited on different substrates and heated up to 150 uC. The coating thickness, measured with a profilometer on a step made by scratching the film after deposition, was between 0.1 and 7 mm, depending on deposition technique (spinning or dipping), rotation or withdrawal speed, and sample heat treatments. No significant differences in adhesion and thickness were found among the different substrates. Fig. 5 shows two pictures of a sol–gel film doped with CdSe@CdS and CdSe@ZnS core-shell particles under UV illumination. All the doped films (both core and core-shell doped) showed very bright emission with colors tunable through the particle size. A TEM micrograph of a doped sol–gel film is shown in Fig. 6. Homogeneously dispersed nanometer sized particles are clearly recognizable. The SIMS profiles (Fig. 7) of films doped with CdSe and CdSe@CdS particles confirmed that the distribution of all the elements (Cd, Se, S, Se, Si, Zr, O, C, H) was constant throughout the film depth. The waveguide properties of the doped sol–gel films have been tested by m-line spectroscopy measurements. Using a ratio SiO2/ZrO2 ~ 2.5 the sol–gel doped film showed a refractive index of 1.5224 at 632.8 nm, while a tunable higher refractive index could be obtained by increasing the ZrO2 Fig. 5 Sol–gel glass film doped with CdSe@CdS (top) and CdSe@ZnS (bottom) core-shell particles deposited on silica substrate (2.5 6 2.5 cm) under UV illumination. content. In Fig. 8 are reported the m-lines of 1 mm thick sol–gel films doped with CdSe@ZnS core-shell particles. The absorption and emission spectra are shown in the inset. At 632.8 nm the waveguide supports two modes (for both TE and TM polarization) but the coupled light only propagates for a few mm due to reabsorption. Discussion Since QDs synthesized via organometallic thermolysis are single crystals, there is no need to anneal the final matrix at the high temperatures utilized in NC doped glasses. In this work, we wanted to be able to prepare QD doped matrices that have tunable compositions and refractive indices. Hybrid organic– inorganic sol–gel glass matrices were chosen as hosts for the QD. Trimethoxysilylpropylmethacrylate and zirconium(IV)propoxide were used to tailor the refractive index of the host material. This particular class of sol–gel zirconia-based glasses allows the realization of waveguides19 and single layer films Table 1 Absorption (ABS) and photoluminescence (PL) peak positions (nm) of particles dispersed in hexane, in propanol (after surface functionalization with AEAPTMS), in sol–gel solution and in sol–gel films. The estimated21 diameter D (nm) is also reported. CdSe Hexane Propanol Sol–gel Film 1114 CdSe@CdS CdSe@ZnS ABS D PL ABS D PL ABS D PL 500 497 496 497 2.34 2.32 2.31 2.32 516 513 512 512 514 506 498 498 2.49 2.40 2.33 2.33 527 519 513 512 615 616 616 616 5.32 5.38 5.38 5.38 619 619 620 619 J. Mater. Chem., 2004, 14, 1112–1116 Fig. 8 m-line at 632.8 nm with TE and TM polarization. Inset: absorption and photoluminescence (excitation at 400 nm) spectra of CdSe@ZnS QDs. Fig. 6 TEM micrograph of CdSe@ZnS doped sol–gel glass film heated at 100 uC for 1 hour. Fig. 7 SIMS profiles of sol–gel glass film doped with CdSe (top) and CdSe@CdS (bottom) particles heated at 100 uC for 1 hour. with thickness up to 10 mm can be easily obtained.19 The organic part of the glass confers good flexibility on the film and the films can be deposited also onto plastic substrates that can be bent; moreover the presence of CLC bonds within the matrix allow UV patterning of the final doped sol–gel films.19 Among the different amines that can be used to facilitate phase transfer into ethanol or propanol, we chose AEAPTMS because it is a bifunctional ligand bearing hydrolysable siloxy groups, which can undergo hydrolysis and condensation like the silyl group of TMSPM sol–gel matrix precursors. The surface functionalization with AEAPTMS of both core and core-shell particles allows the transfer of nanoparticles into propanol and only slightly affects the optical properties of the QDs. A shift to shorter wavelength of between 2 and 8 nm has been observed for both the absorption and emission peaks (Figs. 1 and 3 and Table 1), while this shift is much smaller when the QD propanol solution is mixed with the sol–gel solution. For all the investigated samples no appreciable variation in the peak positions have been observed between the sol–gel doped solution and the doped films. If it is assumed that the blue-shift is due to a decrease in QD size, then from the values reported in Table 1, the variations are always less than 0.1 nm, which represents less than one monolayer. For this reason we think that such variations are due only to changes related to the surface functionalization with amines, and not to a real variation of particle size. After passivation of the surface with AEAPTMS subsequent peak position changes are almost absent. Shifts in absorption and PL peak positions caused by interactions between the CdSe surface and ligands have already been observed by Balogh et al.20 CdSe@ZnS core-shell particles did not show any variation in peak position (see Table I). We think this is mainly due to the improved passivation offered by the ZnS shell. This assumption could also explain a higher stability of the luminescence properties found in film doped with CdSe@ZnS core-shell particles. In fact while the luminescence of films doped with CdSe or CdSe@CdS particles lasted for no more than a few days, CdSe@ZnS core-shell particle doped films showed the same bright luminescence after 1 year of ageing at room temperature in air. A decay of the PL intensity with time of CdSe@ZnS core-shell nanocrystals embedded in solid matrices has observed by other groups and suggests that long term stability is related to the quality and homogeneity of the shell layer. Patchy coatings do not offer low term protection against chemical degradation by acidic components in the matrix or oxidizing agents present.13 TEM pictures of the sol–gel doped films (Fig. 6) showed homogeneously dispersed, spherical particles. Because the SIMS profiles showed that the distribution of all the elements is constant throughout the film, this suggests that the particles are homogeneously dispersed throughout the film and that there is no segregation of particles or clustering within the matrix. The doped films showed also good waveguide properties. The propagation and emission in waveguides depend strongly on the absorption and emission properties of the embedded particles. For example, films doped with CdSe@ZnS particles, J. Mater. Chem., 2004, 14, 1112–1116 1115 having an exciton absorption peak at 616 nm, exhibit no propagation modes at 543.5 nm, due to the very high re-absorption, while a short stripe of red light can be seen at 632.8 nm, probably indicating propagation of the emitted light. At 632.8 nm the waveguides can support modes even if the particles still slightly absorb. 4 5 6 7 8 Conclusions Highly luminescent CdSe, CdSe@CdS and CdSe@ZnS colloidal nanoparticles have been successfully transferred into sol–gel ZrO2–SiO2 hybrid, sol–gel glass films. The reported procedure allows dispersal of the QDs homogenously in the film without affecting their emission properties. The refractive index of the doped film can be adjusted to realize planar waveguides. 9 10 11 12 13 14 Acknowledgements 16 References 18 1 P. Alivisatos, P. F. Barbara, A. W. Castleman, J. Chang, D. A. Dixon, M. L. Klein, G. L. McLendon, J. S. Miller, M. A. Ratner, P. J. Rossky, S. I. Stupp and M. E. Thompson, Adv. 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