Atmospheric Research 137 (2014) 228–244 Contents lists available at ScienceDirect Atmospheric Research journal homepage: www.elsevier.com/locate/atmos Simulation of the PDO effect on the North America summer climate with emphasis on Mexico Víctor M. Mendoza a,⁎, Berta Oda a, René Garduño a, Elba E. Villanueva a, Julián Adem a,b a b Centro de Ciencias de la Atmósfera, UNAM, Ciudad Universitaria, 04510 México DF, Mexico Member of El Colegio Nacional, Mexico a r t i c l e i n f o Article history: Received 3 April 2013 Received in revised form 7 October 2013 Accepted 8 October 2013 Keywords: Energy balance model Simulation PDO phases Summer temperature Precipitation Circulation a b s t r a c t Five composite anomaly fields (CAF) are built for the summer of each Pacific decadal oscillation (PDO) phase: skin temperature; air temperature (T7), zonal (u7) and meridional (v7) wind at the 700 mb level; and precipitation (R). An energy balance model, named thermodynamic climate model (TCM), is integrated on the NH to compute the summer anomalies (sub-index A) of the land surface temperature (LST),T7, u7, v7, R and cloudiness (ε). To study the effect of the PDO phases on Mexico's climate, the CAF of the sea surface temperature (SST) is used in the TCM as an input. The output fields are objectively compared with their respective CAF (except SSTA) using an index of agreement, and the six variables are mainly discussed on the north Pacific and adjacent continents (NPAC), with emphasis on Mexico. The TCM generates a kind of atmospheric bridge by which the SSTA produces a T7A, the consequent condensation of water vapour anomaly and the corresponding εA over the continent, affecting the planetary albedo and therefore the LST. The u7A forms a large meridional wave train over the NPAC centre, which is part of the Pacific/North American pattern in both PDO phases and is more intense in winter than in summer. In the PDO warm phase and over the eastern half of the NPAC, the v7A is positive, so that the moisture flux from the Pacific Ocean toward North America (NA) increases the precipitation during NA monsoons. These results have an acceptable agreement with the CAF. We also analysed the combined effect of cloudiness and evaporation according to the soil moisture, over the eastern NA and the Gobi Desert for both PDO phases, showing its thermal moderator effect. © 2013 Elsevier B.V. All rights reserved. 1. Introduction Pacific decadal oscillation (PDO) is one of most conspicuous modes of interdecadal planetary oscillations (Enfield and Mestas-Nuñez, 2001). It is characterized by spatial contrast of temperature or pressure anomalies with two phases. In the positive or warm PDO phase (PDO+), the sea surface temperature anomaly (SSTA) is negative in the central region of the North Pacific Ocean (NPO) and positive in its eastern region; in the cool PDO phase (PDO−) the situation is the opposite. ⁎ Corresponding author at: Centro de Ciencias de la Atmósfera, Universidad Nacional Autónoma de México, Circuito Exterior, Ciudad Universitaria, C.P. 04510 México D.F., Mexico. Tel.: +52 55 56 22 40 44. E-mail address: victor@atmosfera.unam.mx (V.M. Mendoza). 0169-8095/$ – see front matter © 2013 Elsevier B.V. All rights reserved. http://dx.doi.org/10.1016/j.atmosres.2013.10.010 According to Mantua et al. (1997), the intensity of this oscillation is assessed using a PDO index, based on the standardised SSTA or alternatively the sea level pressure anomaly (SLPA). However the PDO is not alone and shows some phase relationship with El Niño/southern oscillation (ENSO): in the PDO+ (PDO−) phase, more El Niño (La Niña) events occur. The atmospheric response to the prescribed SSTA in the middle and polar latitudes of the Pacific Ocean, significantly smaller than when it is prescribed in the tropical and equatorial latitudes (Webster, 1981), is difficult to detect using general circulation models (GCMs). This is partly due to the weak signal-to-noise ratio resulting from the nonlinearity of the coupled hydrodynamic equations in the GCMs (Barnett et al., 1997; Miyakoda and Jin-Ping, 1982; Sang-Wook and Kirtman, 2006). In energy balance models, such as the one of the Group V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 of Long-Range Numerical Weather Forecasting (1977, 1979) in Peking and the thermodynamic climate model (TCM) (Adem, 1964a; Adem et al., 2000), the atmospheric anomaly adjusts to the ocean thermal forcing (a persistent SSTA), resulting in a large signal-to-noise ratio; as suggested by Barnett et al. (1997) this effect justifies the use of the kind of models like ours instead of a GCM. Low-frequency thermal oscillations, such as the PDO and the Atlantic multidecadal oscillation (AMO), can be simulated with climate models that include the interaction of the ocean and continent with the atmosphere, in which the dominant modes are governed by the huge thermal and dynamic inertia of the ocean through intrinsic mid-latitude or tropical–extratropical processes (Schneider et al., 2002; Zhong and Zhengyu, 2009). Several authors have statistically analysed the combined effect of PDO and AMO on the climate. McCabe et al. (2004) found that the combination of PDO and AMO may explain the spatial and temporal variance of decadal drought variability over NA (including Mexico). Méndez and Magaña (2010) studied the effect in summer of these same combinations on prolonged droughts over a region that includes the U.S., Mexico and Central America. McCabe et al. (2008) show that the interaction between the ENSO and the AMO explain a great part of the drought variability during the 20th century in the conterminous U.S., and Sanchez-Rubio et al. (2011) found that the combination of PDO, AMO and interdecadal North Atlantic oscillation (NAO) determine long-term Mississippi River flow regimes. Higgins and Shi (2000) found that the NA summer monsoon and its precipitation are modulated by the PDO phases. Pavia et al. (2006) investigated the joint role of PDO and ENSO on the temperature and precipitation over Mexico during winter and summer; they explicitly combine the PDO and ENSO phases of the same sign for doing the statistics of their effects on Mexico's climate. Nigam et al. (1999) studied the PDO effect (during both phases) from October to March on the surface air temperature and precipitation anomalies over the U.S. and northern Mexico. Our objective in this work is to study the impact of the PDO on the summer climate of NA, particularly over Mexico. For this purpose, the TCM will be forced with SSTA of the PDO phases; of particular interest is the analysis of circulation anomalies associated with regional pluvial and drought events. The TCM is integrated monthly over the Northern Hemisphere (NH). Our study of the PDO and Mexico's climate, subject matter of this work, is divided into: Section 2 which describes the data, Section 3 which explains the physical bases of the TCM and includes appendices about the major model parameterisations, Section 4 which the CAF analysis, and Section 5 which presents and discusses the model simulations and Section 6 contains final remarks. 2. The data As usual, the normal (or climatological) value is the long-term monthly average, and the anomaly (denoted by a sub-index A) is the departure from the normal; thus, a positive (negative) anomaly means a value above (below) the normal. In this paper we use the PDO index based on SSTA, which by definition is positive in the PDO+ and negative in the PDO−. 229 The data corresponding to summer were taken from the website ftp://ftp.atmos.washington.edu/mantua/pnw_impacts/ INDICES/PDO (last accessed: March, 2012) and is shown in Fig. 1 for the period 1900–2004. Here we can see that during 1923–47, the PDO+ dominated; in 1948–75 the PDO− did; and in 1976– 2004, the PDO+ dominated again. Five composite anomaly fields (CAF) are built for the summer of each PDO phase: skin temperature (ST), which complementarily consists of the SST and land surface temperature (LST); air temperature (T7), zonal (u7) and meridional (v7) wind at 700 mb (which is the representative level for the troposphere); and precipitation (R). In order to characterise the temperature, circulation and precipitation patterns, and to compare our model results, we formed for summer (June, July and August) the CAF of ST (SST and LST), T7, u7, v7 and R, in the NH for both PDO phases. These fields were constructed from the interactive Reanalysed Data Set NCEP/NCAR1 for 1948–2004 (http://www.cdc.noaa.gov/ cgi-bin/Composites/printpage.pl; last accessed: November, 2011), and their normal reference is the 30-year climatology of 1981–2010 (Kalnay et al., 1996). The CAF are based on the average of eight summers with PDO+ index ≥ +0.8 and another eight with PDO− index ≤ −0.8 drawn from the period of 57 years from January 1948 to December 2004, which contains the last two PDO phases (Fig. 1). For the PDO+, the selected summers are from the years 1981, 1983, 1986, 1987, 1992, 1993, 1995 and 1997, whereas the summers for the PDO− are 1950, 1952, 1955, 1956, 1961, 1962, 1967 and 1971. Data needed for parameterizations in the TCM are from several sources. Clapp et al. (1965) prepared a set of seasonal fields for the TCM with the available observations in the mid 20th century and are an unorthodox climatology with a period of years not well defined. These are normal values (subindex Nob) of sensible (G2) and latent (G3) heat fluxes from the surface to the atmosphere, heat released by condensation in the clouds (G5), surface wind speed (|V|), relative humidity at the surface (U) and fractional cloud cover (ε), that form the reference climatology which the TCM has operated with (Adem, 1964b); these are input fields in any model run, besides the initial conditions or external forcing specific for every application. The parameterisation for the advection in the TCM (Eq. (C9)) requires the observed normal value of geopotential height at 300 mb (H3Nob in Eq. (C12)); this monthly climatology for the period 1961–1990 (established by WMO and adopted by IPCC in 2007) is from the Reanalysis NCEP/NCAR1. 3. Physical bases of the thermodynamic model The TCM consists of an atmospheric layer of 9 km height including a cloud layer, an upper oceanic layer of 60 m depth, and a continental layer of negligible depth. The model also has an ice and snow layer (the cryosphere) over continents and oceans. The basic equation is the thermodynamic energy equation applied to the components of the climatic system: atmosphere, ocean and continent. The hydrostatic equilibrium, perfect gas, continuity and geostrophic balance equations are used diagnostically. Provided that the model is run month by month, we assume that the equations are valid for the monthly averaged variables. The basic variable is the mid-troposphere 230 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 1. PDO index for the summers (average of June, July and August) based on the CAF for SST over the North Pacific region during a period of 105 years, from 1900 to 2004 (ftp://ftp.atmos.washington.edu/mantua/pnw_impacts/INDICES/PDO). The global warming signal has been removed from the data. The upward bars indicate years with positive index, and the downward bars indicate years with negative index. temperature (Tm). The initial conditions are the anomalies of the climate variables: SST, T7 and the cryosphere's albedo (α) of the previous month; and the output fields are the computed anomalies (Adem, 1964a, 1970b). The TCM is integrated using the Liebmann relaxation method over almost all the NH (from ~12° to 90° N latitude) using the National Meteorological Center (NMC) grid with 1977 points and a resolution of 408.5 km. The TCM has the following heating functions: the radiation (short and long wave) balance in the atmosphere and at the surface, the sensible and latent heat fluxes at the surface– atmosphere interface and the water vapour condensation in the clouds (whose anomaly is assumed to be proportional to the cloudiness one). It also has the following horizontal heat transports: due to mean wind and ocean currents, and due to the atmospheric and oceanic phenomena considered turbulent on this spatio-temporal scale. These turbulences are parameterised using two exchange coefficients (austausch) that for the atmosphere (K) is two orders of magnitude greater than that for the ocean (Ks). Due to the high value of K, the TCM has a large diffusivity, which increases the signal-to-noise ratio, and therefore, the computed anomaly does not critically depend on the initial conditions (Barnett et al., 1997). In this way, the TCM is used for simulation experiments (e.g., Adem, 1991), by prescribing the anomaly of a variable (such as SST) and then computing the atmospheric response to assess the impact of the prescribed anomaly. In this paper the NA climate is simulated according to the PDO phases, prescribing the respective SSTA as the input anomaly. The simulations are stationary solutions of Eq. (A1), taking ∂T ′ m =∂t ¼ 0. The TCM equations are described in Appendix A; Appendices B, C and D contain the parameterisations of the heating functions, advection by mean wind and precipitation, respectively; Appendix E is the list of abbreviations used. 4. Analysis of the observed CAF The value of ±0.8 for the PDO index, selected in Section 2, is an adequate level because it gives enough cases (eight summers) for CAF to be representative of each phase, and this level is sufficiently big for the PDO signal to be significant. This significance of the CAF is confirmed by the similarity between these fields and the fields of seasonal correlation of the corresponding variables with the PDO index, obtained from the NCEP/NCAR Reanalysis. At the same time, the eight summers, that span more than 20 years in each phase, do not present a clear AMO signal (http:// www.esrl.noaa.gov/psd/data/timeseries/AMO/, last accessed: October, 2012). This way to build the CAF of SST emphasizes the PDO signal in the NPO region; for the oceans outside this region, the selected years' results are fortuitous and thus the net signal is small, so that SST is almost normal. Although the model is integrated in the NH, we assume that the PDO has a greater impact on the continental regions adjacent to the NPO. For this reason, on the following figures, the CAF and the corresponding simulated anomalies are shown in a limited region called north Pacific and adjacent continents (NPAC), which comprises the NPO, NA and eastern Asia, from 60° W to 100° E longitude and from 10° to 80° N latitude, shown in Fig. 2. The CAFs are shown in Part a of Figs. 3–12, with the PDO+ on the odd-numbered figures V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 and the PDO− on the even ones; the corresponding simulated anomalies are shown in Part b. The CAF for SST (Figs. 3a and 4a) shows the characteristic PDO pattern. During the PDO+, the SSTA reaches ~ − 1 °C in a great extension of the central NPO and ~ 0.5 °C in the Pacific adjacent to NA. In the central and southern regions of Mexico, the positive LSTA (b0.5 °C) in the PDO+ and the negative (~ − 0.5 °C) in the PDO− suggest a certain influence from the Pacific Ocean adjacent to Mexico during both phases of the PDO. Throughout the PDO+, a negative anomaly (~ − 0.5 °C) extends over the northeastern U.S., eastern Canada and the Gobi Desert (GD) in eastern Asia (~ 44° N, 110° E); in the PDO−, the situation is reversed. During the PDO+, a huge negative T7A is located on the NPO and over eastern Asia (Fig. 5a). This anomaly could be forced by the negative SSTA of the central NPO (Fig. 3a) and could spread from there to the GD by thermal energy advection. The PDO− (Fig. 6a) shows the opposite situation. The temperature anomalies at the 500 and 250 mb levels (whose CAFs are not shown) have a similar pattern, but it is more extended, ranging from the Bering Sea across Asia and up to the Sahara Desert and the adjacent Atlantic Ocean. In fact, the relationship between the PDO phases and atmospheric circulation can reach levels above 250 mb; Jadin et al. (2010) found that the interannual variations of the polar jet in the lower stratosphere are strongly associated with the SSTA at the Aleutian Low region in December for PDO+ years. With regard to the summer u7A, a great wave pattern (shown only in the NPAC region) is seen, formed of meridionally alternating positive and negative anomalies, from the NPO throughout the Arctic until the north Atlantic Ocean, beginning with a positive anomaly at approximately 30° N for the PDO+ (Fig. 7a) and negative for the PDO− (Fig. 8a). A similar situation occurs at 500 and 250 mb (not shown). In contrast, during winter these patterns (not shown) are clearer and similar to the Pacific/North America (P/NA) pattern (Wallace and Gutzler, 1981), especially during El Niño events. The v7A during the PDO+ (Fig. 9a) is positive over western and northwestern Mexico and the southwestern U.S., and favours the humidity flux from the Pacific Ocean toward NA. This pattern is more significant at 850 and 950 mb (not shown), suggesting that the NA monsoon precipitation can be intensified in summer. The CAF of RA has a positive pattern during the PDO+ (Fig. 11a) that enters from the east Pacific toward northwest 231 Mexico and the U.S., with a maximum in the eastern U.S. Over the central region of NPO, below 35° N latitude, RA is negative and strong, possibly due to the deficit of convective systems by the negative SSTA of the PDO+ (Fig. 3a). The opposite situation occurs during the PDO− (Fig. 12a). 5. Results and discussion In order to simulate the effect of the PDO on the NA climate during summer, the TCM is run taking as a prescribed input field the CAF of SST in the NH for each PDO phase (Figs. 3a and 4a). The other initial conditions, that would be the anomalies of T7 and the cryosphere albedo, are not taken because our purpose is to assess the isolated effect of the SSTA, which includes the PDO signal. As shown in a former experiment (Adem et al., 2000), the thermal energy storage in the atmosphere (determined by the T7 anomaly of the previous month) is negligible; therefore, include it practically does not improve the simulation. Adem et al. (2000) also argued that the cryosphere albedo anomalies have little effect at low latitudes as Mexico, where we emphasize in the present paper. The output fields are LSTA, T7A, u7A, v7A and RA, computed on the NH. These are the target fields to be compared with the CAF. The horizontal transport of humidity by anomalies of thermal wind and of cloudiness (ε), both internally generated by the model (Eqs. (B6) and (B7)), forms an atmospheric bridge, through which the SSTA generates a significant anomaly of land surface temperature (LSTA), in accordance with the findings of Alexander et al. (2004). This physical process occurs as follows: the SSTA, prescribed in the model, induces a mid-troposphere temperature anomaly (TmA) through the F4 term in Eq. (A3); so, the TmA generates anomalies of latent heat flux (G3A), of heat released by condensation in the cloud (G5A) and of fractional cloud cover (εA), via parametric Eqs. (B5), (B6) and (B7); thus, εA generates a LSTA by an anomaly of cloud albedo, and this same LSTA in turn generates a new TmA, mainly of a local scale, corresponding to the same one of the LSTA, establishing an internal feedback process in the model. Over the NPAC the atmospheric bridge takes place since the NPO centre toward two regions: eastern NA (ENA: southwestern U.S. and northwestern Mexico) or the GD. At the continental sides of the bridge we analyse the effect of εA, (α1I)A, G3A and LSTA, selecting from the Figs. 3b and c and 4b and c the polygonal areas ENA and GD, indicated in Fig. 2. North Pacific Ocean and adjacent continental (NPAC) region. Polygonal areas east North America (ENA) and Gobi Desert (GD). 232 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 3. Part a is the CAF of ST (in °C) in summer, and Part b is the corresponding simulated STA (in °C), both during the PDO+. Part c is the simulated εA (in %), also in the PDO+. the Fig. 2; (α1I)A and G3A are not shown in any figure. As can be seen in Appendix B, (α1I)A is the anomaly of the solar radiation absorbed by the surface and G3A (anomaly of latent heat flux by soil evaporation) is proportional to ESA according to the formula (B5). In order to contrast the temperature anomaly due to evaporation, we use different values of d7 (soil moisture deficit). In Tables 1a and 1b we present the geographic average of εA, (α1I)A, G3A and LSTA, for both regions, ENA (part a) and GD (part b) and for both PDO phases, computing each anomaly for three values of d7. Its climatological normal value for summer is coincidently the same for ENA and GD, namely 0.65, because they are about the latitude belt ~ 22–40°N; besides this actual value, we compute the above anomalies for two hypothetical extreme values of soil moisture deficit: d7 = 0.0 (saturated soil) and d7 = 1.0 (absolutely dry soil). The last column shows the CAF of ST for comparing it with LSTA. During the PDO+ (PDO−) the increase (decrease) of ε is greater in dry than in saturated soil, so that the decrease (increase) of α1I is greater in dry than in saturated soil, V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 233 Fig. 4. Same as Fig. 3 but for the PDO−. whereas the decrease (increase) of G3 is greater in saturated than in dry soil, where G3A = 0. The cooling (heating) of the surface in both regions is greater in dry than in saturated soil, i.e. the soil moisture is a thermal regulator of the land surface. Furthermore, LSTA is closer to the CAF of skin temperature (ST) when the soil is saturated. According to the values of (α1I)A and G3A, both terms contribute to cool or heat the surface; however, in both phases the absolute value of (α1I)A is always greater than of G3A one; so that the cooling (heating) of the continental surface by the increase (decrease) of ε is due primarily to the decrease of α1I and secondly to the decrease of G3. In both ENA and GD, there is a positive εA (Fig. 3c) that increases the planetary albedo, which induces a negative LSTA during the PDO+ (Fig. 3b). In contrast, during the PDO−, the negative εA (Fig. 4c) reduces the cloud albedo, which induces positive LSTA (Fig. 4b). An objective comparison of the computed anomalies and the CAF is carried out by the index of agreement (IOA), which measures the ability of the model in computing the size and distribution of a variable, regardless of its units. The IOA ranged from 0.0 for a complete disagreement to 1.0 for a perfect agreement between the computed and the observed 234 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 5. Part a is the CAF for T7 (in °C) in the summer, and Part b is the corresponding simulated T7A (in °C), both for the PDO+. Part c is similar to Part b but without air pressure anomaly at the top of the layer model. (in this case, the CAF) variables. Willmott (1981) expressed the IOA as follows: N X IOA ¼ 1− 2 ðC i −Oi Þ i¼1 N h X i C −O þ O −O 2 i i ; i¼1 where Ci is the i-value of the computed variable, Oi is the i-value of the observed one, O is the average value of the observed variable and N is the number of values taken by each variable. The IOA should be assessed taking into account the studied phenomenon, the observational accuracy and the model employed. This index becomes intuitively meaningful after repeated use in a variety of problems (Willmott, 1981, 1982; Willmott et al., 1985). From numerous applications of the IOA to compare modelled and observed climatic fields, such as those presented in this paper, we estimate that an IOA N 0.4 indicates acceptable agreement between the fields. Table 2 shows the IOA between the simulated anomalies and the CAF for the NH, NPO, CA and Mexico (MEX) for each PDO phase. V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 235 Fig. 6. Same as Fig. 5 but for PDO−. The simulated LSTA shows some agreement with the corresponding CAF (Figs. 3 and 4, Parts a and b), with an IOA of 0.42 for the PDO+, of 0.45 for the PDO− over the CA and of 0.51 for MEX and PDO+, and 0.32 for PDO− (Table 2). The simulated 700 mb temperature anomaly (T7A) is shown in Part b of Figs. 5 and 6 for PDO+ and PDO−, respectively. In the PDO+ (PDO−), a negative (positive) large-scale anomaly is seen, which is extended from the central NPO to the GD, in agreement with the CAF (Part a of Figs. 5 and 6); we assume that this anomaly is in part due to the horizontal transport of thermal energy by an anomaly of zonal wind at 700 mb (u7A). This effect is verified by recalculating the T7A while excluding from the model the horizontal transport anomaly due to wind, which is obtained with A = 0 in Eq. (C12); the resulting T7A is shown in Part c of Figs. 5 and 6 for the warm and cold phases, respectively. On comparing these parts with their respective Part b (case A ≠ 0), the assumption is verified. The IOA for T7A over the whole NH is 0.67 and 0.41 in the PDO+ and PDO−, respectively. In the NPO, the agreement is substantially increased to 0.77 and 0.60, respectively. A comparison between Fig. 7a and b for the PDO+, and between Fig. 8a and b for the PDO−, indicates that the main 236 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 7. Part a is the CAF for u7 in the summer, and Part b is the corresponding simulated u7A, both in m s−1 for the PDO+. characteristic of the pattern for the u7A (similar to the PNA pattern) is well simulated by the model in the NPO, where the IOA is 0.67 for the PDO+ and 0.73 for the PDO−. The IOA decreases for the NH to 0.58 in the PDO+ and 0.55 in the PDO−; for the CA, the corresponding value is 0.43 in the PDO+ and 0.41 in the PDO− (Table 2). Like u7A, the anomaly of meridional wind at 700 mb (v7A) (Figs. 9 and 10) also shows better agreement with the CAF for the central region of NPO (0.44 for the PDO+ and 0.49 for the PDO−) than the NH and CA. In the NH, the agreement is smaller (0.40 for the PDO+ and 0.36 for the PDO−), and over CA, the agreement is poor (0.35 for the PDO+ and 0.29 for the PDO−). Nevertheless, the positive v7A from the Pacific Ocean that crosses Mexico, the U.S. and Canada toward the northeast during the PDO+ (Fig. 9a) is partially well simulated by the model (Fig. 9b). The positive v7A contributes such that the simulated precipitation (R) over these regions has values above the normal (intensifying the NA monsoon) during the PDO+ (Fig. 11b), which agrees with the CAF (Fig. 11a). During the PDO− the simulated v7A (Fig. 10b) in the mentioned regions is positive but has very small values (almost the normal), which is in agreement with the CAF (Fig. 10a). In this case, the simulated R (Fig. 12b) has values below the normal over northern Mexico and the southern U.S., which partially agrees with the CAF (Fig. 12a). In the case of precipitation, which is a difficult process to simulate or forecast, the agreement between the simulated anomaly and its CAF is lower than that obtained for the other variables (Table 2). Despite that finding, on the NPO the agreement is acceptable during the PDO+, when the IOA is 0.45; and still better on MEX with 0.63 (0.41) for PDO+ (PDO−). The simulated anomalies of ST, ε and R and the CAF for the ST and R in Mexico during the PDO phases are summarised in Table 3. Several interesting features can be seen there, such as the effect of planetary albedo on the temperature, i.e., positive εA is associated to temperatures below normal, and vice versa, for both phases. Positive anomaly RA predominates during the PDO+, and the opposite occurs during the PDO−. 6. Final remarks We have simulated the effect of the PDO on the NA summer climate, by means of the TCM prescribing the SSTA of each phase. Provided that the PDO signal is settled in the NPO and around it, we put emphasis on the NPAC region. The horizontal transport of humidity by anomalies of thermal wind and cloudiness, both internally generated by the TCM, forms an atmospheric bridge, through which the SSTA generates a significant LSTA. The simulated εA has an important role in the LSTA that appears on both sides of NPAC (ENA and the GD), where a positive εA increases the planetary albedo, inducing negative LSTA, during the PDO+; by contrast, in the PDO− a negative εA reduces the planetary albedo, which induces positive LSTA. The simulated LSTA shows a partial V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 237 Fig. 8. Same as Fig. 7 but for the PDO−. agreement with the corresponding CAF during both PDO phases, with an IOA of 0.42 (0.45) for the PDO+ (PDO−) over the continental areas (CA), and 0.51 (0.32) for the PDO+ (PDO−) over MEX. From the analysis of the soil moisture effect on the ENA and GD, we find that it weakens the soil thermal changes, particularly when these are caused by cloudiness changes; so that the cooling (heating) of the continental surface by the increase (decrease) of ε is due primarily to the decrease of α1I and secondly to the decrease of latent heat flux (G3). These thermal changes of the surface are stronger in dry than in saturated soil, i.e. this moisture is a thermal moderator of the land surface. An important observation in the CAF is a great wave pattern in the u7A over the NPO, formed by alternating negative and positive regions, passing through the North Pole and ending at the central north Atlantic Ocean. According to IOA, this great wave pattern is partially simulated by the model for the central NPO. We find that during the PDO+, a positive pattern in the v7A suggests a humid air flux from the Pacific Ocean to Mexico and that the North American monsoon precipitation can intensify in summer, with positive RA in northern Mexico and the southeastern U. S. Regarding the precipitation, the CAF exhibits a great positive anomaly pattern in the central NPO; this result indicates that R is increased by the greater convective activity that occurs when the SSTA in this region is positive during the PDO−; the opposite process happens during the PDO+. The model acceptably simulates this anomaly pattern in the NPO. Benson et al. (2007) find that some intense and persistent droughts impacted some Native American cultures in the west central part of the U.S.; these droughts also reached the north of Mexico. Tree-ring time series of precipitation and temperature indicate that the warm and dry periods, that impacted these cultures, occurred in AD 990–1060, 1135– 1170 and 1276–1297, when PDO− and positive AMO were present. Méndez and Magaña (2010) find that when the PDO− and the positive AMO phase coincide, a lasting drought occurs in northern Mexico; this result suggests that during the period 1948–61, more of such events would be present there; on the other hand, in central and southern Mexico, drought is associated with the opposite combination, i.e. PDO+ and negative AMO phases. Considering only the PDO phases, these results are in agreement with the computed RA by the TCM (Figs. 11 and 12, and Table 3). In a previous work, we have used the TCM to forecast at monthly and seasonal resolutions in the NH with emphasis on Mexico's climate (Adem et al., 2000). The present work allows us to identify seasonal SST patterns, associated with the PDO, that influence Mexico's temperature and precipitation. In this research line, our future work will be oriented to climate forecasting by sorting the antecedent observed SSTA that 238 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 9. Part a is the CAF for v7 in summer, and Part b is the corresponding simulated v7A, both in m s−1 for the PDO+. presents a clear PDO signal that the SSTA is introducing in the model; so the input SSTA is the real signal observed in the previous month of the prediction. Regarding that the combination of PDO and AMO phases have an important influence on Mexico's precipitation, we propose to include also the AMO in the forecast. Acknowledgements The authors acknowledge the Climate Diagnostics Center in Boulder, Colorado, for the use of the images provided by NOAA-CIRES, from their interactive pages of NCEP/NCAR1 Reanalysis. We are also grateful to Rodolfo Meza and Alejandro Aguilar for their technical support. Appendix A. The model equations The thermodynamic energy equation vertically integrated and applied to the atmospheric layer (Adem et al., 2000) can be expressed as follows: ρm c v H ∂T ′ m ′ 2 ′ þ Vm ∇T m −K∇ T m ∂t ! ¼ ET þ G5 þ G2 ; ðA1Þ where the sub-index m means the mid-tropospheric value, ρm is the air density, cv is the specific heat of air at a constant volume, H is the constant thickness of the atmospheric layer; ′ T m is a small departure of the temperature from a constant value Tm0, where T m ¼ T m0 þ T ′ m and T m0 ≫T ′ m ; Vm is the horizontal velocity of the wind and ∇ is the two-dimensional horizontal gradient operator. K is the exchange coefficient of the turbulent horizontal transport, equal to 3.5 × 106 m2 s − 1 ; for the troposphere, this value corresponds to the scale of the migratory cyclones and anticyclones at middle latitudes, which transport heat in the atmosphere from the equator to the poles. On the right hand side of Eq. (A1), three heating rates appear: ET is by short and long wave radiation, G5 is due to the water vapour condensation in the clouds, and G2 is produced by sensible heat flux from the surface. The thermodynamic energy equation for the upper ocean layer (Adem, 1970a) is given as follows: ρs c s h ∂T ′ s ′ 2 ′ þ Vs ∇T s −K s ∇ T s ∂t ! ¼ Es −G2 −G3 ; ðA2Þ where the sub-index s indicates this layer, ρS is the constant water density, cS is the specific heat of water, h is the layer V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 239 Fig. 10. Same as Fig. 9 but for the PDO−. ′ depth, and T S is a small departure of the Ts (equal to SST) from a constant value Ts0, where T S ¼ T S0 þ T ′ S and T S0 ≫T ′ S ; VS is the ocean current velocity (vertically averaged) in the layer, Ks is the exchange coefficient of the turbulent horizontal transport equal to 3.5 × 104 m2 s −1, Es is the heating rate due to short- and long-wave radiation and G3 is the rate at which heat is given to the atmosphere by latent heat flux from the surface. On the continents, Eq. (A2) is reduced to the following form: 0 ¼ ES −G2 −G3 ðA2′Þ To numerically solve Eq. (A1), we use an implicit method, replacing the term ∂T ′ m =∂t with T ′ m −T ′ mp =Δt, where T ′ mp is the T ′ m value in the previous month, and Δt is the time interval, defined here as one month. Upon substituting the linear parameterisation of the heating functions (Appendix B) in Eqs. (A1) and (A2′), and the parameterisation for the advection term AD ¼ ρm cv H Vm ∇T ′ m (Appendix C) in Eq. (A1), we obtain two equations to compute T ′ m and T ′ S. Due to the linearity of the heating functions, Eq. (A2′) becomes an algebraic equation, in which the surface temperature in the continents is expressed as a linear function of T ′ m . Eq. (A1) results in an elliptic differential equation in x and y, which are the Cartesian local coordinates toward the east and north, respectively: 2 ′ K∇ T m þ F1 ∂T ′ m ∂T ′ m ′ þ F2 þ F3T m ¼ F4; ∂x ∂y ðA3Þ where F1, F2, F3 and F4 are known functions of x and y; F1 and F2 are functions of the pressure p at z = H, and F4 is a function of T ′ mp and the surface albedo (α). In simulation experiments, such as those in this paper, the ocean temperature T ′ S is prescribed in the heating functions of Eq. (A1) using observed values for T ′ S . In this case F4 is a function of it and Eq. (A2) is not used at all. To compute the atmospheric pressure p at z = H, we first computed T ′ m from Eq. (A3) assuming normal pressure, which is obtained using A = 0 in Eq. (C12). The T ′ m computed in the first step is then incorporated in Eq. (C12) with A ≠ 0 to compute the pressure anomaly from Eq. (C11), which is then used in Eq. (A3) to compute the temperature in a second step. The adjustment process between temperature and pressure is repeated until the computed temperature differs 0.1 °C from the computed temperature in the previous step; at this moment, we assume that the geostrophic wind has been coupled to the computed temperature. 240 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Fig. 11. Part a is the CAF for R in summer, and Part b is the corresponding simulated RA, both in mm day−1 for the PDO+. At the lateral boundary, the solution is obtained assuming that all the horizontal transports of heat are zero, and in this way the solution is computed using the following relation: T ′ m ¼ F 4 =F 3 : ðA4Þ This solution is also used as the first guess in the relaxation method to obtain the solution in the interior. The relaxation finishes when the numerical solutions in two consecutive iterations have a difference of approximately 0.001 °C, which indicates that the model has a truncation error of this magnitude in all the points of the integration region. Given that the TCM is a dissipative model (unlike GCMs) due to the exchange-coefficient value for the atmosphere, the noise level is not significant with respect to the signal of interest produced by SSTA. This means that the model can be run with slightly different initial conditions and still produce, in the steady state, the same solution that depends on SSTA. Appendix B. The parameterisation of the heating functions The heating functions by radiation in the atmosphere and the surface are parameterised assuming that the cloud layer and the surface of the Earth absorb and emit long-wave radiation as black bodies; and assuming that the atmospheric layer absorbs and emits as a black body between 0 and 8 μm; absorbs and emits a small fraction of the black body between 8 and 12 μm; and between 12 and 19 μm, in the shared band of H2O and CO2, it absorbs and emits a fraction of the black body that depends on the content of precipitable water and of CO2 in the atmosphere, which can be computed using a logarithmic formula (Garduño and Adem, 1988). The resultant formulae, linearised with respect to T ′ m and T ′ S , are the following: ET ¼ F 30 þ ε F ′ 30 þ F 31 T ′ m ′ ′ þ F 32 þ εNob F 32 T S þ ða2 þ εb3 ÞI; ′ ES ¼ F 34 þ ε F 34 þ F 35 T ð1−α Þ; ðB1Þ ′ ′ m þ F 36 T S þ ðQ þ qÞ0 ½1−ð1−kÞε ðB2Þ where F 30 ; F ′ 30 ; F 31 ; F 32 ; F ′ 32 ; F 34 ; F ′ 34 ; F 35 and F 36 are constants; εNob is the observed normal cloudiness value (in the following the sub-indexes N and ob indicate normal and observed values, respectively), a2 and b3 are functions of the latitude and the season. I represents the insolation; (Q + q)0 is the total solar radiation (direct plus diffuse) received by the surface under a clear sky; and k is a function of the latitude; and a2I, εb3I and α1I = (Q + q)0[1 − (1 − k)ε](1 − α) are the fraction of the short wave absorbed in the atmosphere, the cloud layer and the surface, respectively. V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 241 Fig. 12. Same as Fig. 10 but for the PDO−. For G2 and G3, we use over the ocean the linearised approximate equations deduced by Clapp et al. (1965): ′ ′ G2 ¼ G2Nob þ K 3 jVaNob j T SA −T mA ðB3Þ ′ ′ ′ G3 ¼ G3Nob þ K 4 jVaNob j 0:981T SA −U Nob T mA : x and y, that varies between 0.0 and 1.0, the first value corresponds to a saturated soil and the second one to an soil absolutely dry. For G5, we use the empirical equation, also deduced by Clapp et al. (1965): ðB4Þ ′ K3 and K 4 are constants; U is the surface relative humidity; and |Va| is the surface wind speed. Over the continents, we use for G2 a similar equation to that used over the oceans, and for G3, the equation: G3 ¼ G3Nob þ ð1−d7 ÞESA ; ðB5Þ where d7 is the soil moisture deficit normalized to its maximum value, which is an empirical seasonal function of ′ ′ G5 ¼ G5Nob þ b T mA ″ þd ′ ′ ∂T mA ″ ∂T mA þc ; ∂x ∂y ðB6Þ where b′, d″ and c″ are functions of x and y, and depend on the season. The second term in the right side of Eq. (B6) represents the heating rate due to local water vapour condensation, and the last two terms represent the contribution to the heating due to horizontal transport of humidity by thermal wind anomalies in the layer. Table 1a Increase (decrease) of cloudiness, εA, and subsequent cooling (heating) of land surface (LSTA), due to decrease (increase) of solar radiation absorbed by the surface (α1I)A, and of latent heat flux by evaporation (G3A), for a soil with moisture deficit d7 = 0.0 (saturated), 0.65 (actual normal and climatological value) and 1.0 (dry soil), during PDO+ (PDO−) in the geographically averaged region ENA. εA = d2G5A (%) d7 PDO+ PDO− 0.0 0.76 −1.21 0.65 1.10 −1.85 1.0 1.13 −1.94 (α1I)A = ‐ (Q + q)0(1 − k) (1 − α) εA (W m−2) G3A = (1 − d7)ESA (W m−2) 0.0 −1.68 2.64 0.0 −1.55 2.48 0.65 −2.42 4.07 1.0 −2.50 4.27 0.65 −0.12 0.22 LSTA °C 1.0 0.0 0.0 0.0 −0.1 0.1 CAF of ST °C 0.65 −0.4 0.7 1.0 −0.5 0.8 −0.2 0.1 242 V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 Table 1b Same as Table 1a but in GD. εA = d2G5A (%) d7 PDO+ PDO− 0.0 1.05 −0.89 0.65 1.27 −1.06 1.0 1.31 −1.08 (α1I)A = ‐ (Q + q)0(1 − k) (1 − α) εA (W m−2) G3A = (1 − d7)ESA (W m−2) 0.0 −2.29 1.94 0.0 −1.93 1.71 0.65 −2.71 2.21 1.0 −2.78 2.23 The cloud cover is given by the following relation: ε ¼ ε Nob þ d2 G5A ; ðB7Þ where d2 is an empirical constant. Appendix C. The parameterisation of the advection by the mean wind The advection of thermal energy by the mean wind, denoted AD, is parameterised as follows: AD ¼ C v ∇T Z ′ m H 0 ρ V dz ¼ ρm cv HV m ∇T ′ m; ðC1Þ where ρ* is the density field, V* is the horizontal wind velocity, and u* and v* are the x and y components of V*, which are computed using the following geostrophic wind equations: 1 ∂p u ¼− f ρ ∂y υ ¼ ðC2Þ 1 ∂p ; f ρ ∂x ðC3Þ where f is the Coriolis parameter, p* is the pressure, and the asterisk (*) means the value of a variable at the height z. In the atmospheric layer, the temperature field is given by the following equation: T ¼Γ H −z þ T m ; 2 Table 2 IOA between the five CAF and the corresponding computed anomalies by the model for the PDO+ and the PDO−over the NH, NPO, continental areas (CA) and Mexico (MEX). The ST is the SST over sea points and the LST over land points. Climate anomalies Phases NH NPO CA MEX Skin temperature over continent PDO+ PDO− PDO+ PDO− PDO+ PDO− PDO+ PDO− PDO+ PDO− – – 0.67 0.41 0.58 0.55 0.40 0.36 0.36 0.25 – – 0.77 0.60 0.67 0.73 0.44 0.49 0.45 0.26 0.42 0.45 0.54 0.30 0.43 0.41 0.35 0.29 0.34 0.24 0.51 0.32 0.29 0.23 0.16 0.16 0.22 0.27 0.63 0.41 Zonal wind at 700 mb level Meridional wind at 700 mb level Precipitation 1.0 0.0 0.0 0.0 −0.1 0.1 CAF of ST °C 0.65 −0.4 0.4 1.0 −0.5 0.5 −0.1 0.1 The p* and ρ* values in Eqs. (C2) and (C3) can be determined using Eq. (C4) and the equations of perfect gas and hydrostatic equilibrium. The resulting equations are as follows: g Γ ðH−zÞ R0 Γ p ¼p 1þ T m −ΓH=2 ðC5Þ g Γ ðH−zÞ R0 Γ −1 ; ρ ¼ρ 1þ T m −ΓH=V ðC6Þ where p and ρ are the values of p∗ and ρ∗, respectively, at z = H, g is the gravity acceleration, and R0 is the gas constant. If we substitute Eqs. (C5) and (C6) in the geostrophic wind Eqs. (C2) and (C3), we obtain: u ¼− v ¼ R0 T ∂p g ðH−zÞ ∂T ′ m þ fp ∂y f ðT m −ΓH=2Þ ∂y R0 T ∂p g ðH−zÞ ∂T ′ m : − fp ∂x f ðT m −ΓH=2Þ ∂x ðC7Þ ðC8Þ Substituting Eqs. (C6), (C7) and (C8) in Eq. (C1), results in the following equation for the advection: ′ AD ¼ ð F 8 Þ0 J T m ; p ; ðC9Þ where J is the Jacobian operator and (F8)0 is calculated with: g ! cv ðT m0 −ΓH=2Þ T m0 þ ΓH=2 R0 Γ þ1 1− : ð F 8 Þ0 ¼ g T m0 −ΓH=2 þ1 fΓ R0 Γ ðC10Þ ðC4Þ where Γ is the constant lapse rate for the standard atmosphere of mid-latitudes. Air temperature at 700 mb level 0.65 −0.25 0.12 LSTA °C The main variables computed by the model are the temperatures of the atmosphere–ocean–continent system; therefore, we have formulated a parameterisation in which p is computed using Tm, also computed by the model. In this way we apply Eq. (C5) to the isobaric surface of 300 mb with height H3, which is near H, i.e., H ≫ |H3 − H|. Therefore, we have: g Γ ðH3 −HÞ −R0 Γ : p ¼ 300 mb 1− T m −ΓH=2 ðC11Þ According to Adem (1962), we are assuming a relation of thermal expansion (compression) of the layer with positive (negative) T ′ mA , given by: H 3 ¼ H3Nob þ AT ′ mA : ðC12Þ In this equation, H3Nob is the monthly observed normal value of H3 and was obtained for a period of 30 years from 1961 to 1990 from Reanalysis NCEP/NCAR1. A = BH/ [4(Tm0 − ΓH/2) + ΓH], where B is an empirical parameter. V.M. Mendoza et al. / Atmospheric Research 137 (2014) 228–244 243 Table 3 CAF and computed STA, εA and RA over Mexico for the PDO phases. Climate anomalies PDO− PDO+ CAF Simulated anomalies CAF Precipitation Positive in almost all. Positive in the south and southeast. Negative in the center and north. Negative in the center, south and southeast. Positive in the north. Positive in most of the country. Negative in the southeast, Yucatan Peninsula and northwest. All negative, except in the Central Positive in the north. Negative Pacific Slope. in the center, south and southeast. Cloud cover Positive in all (including the Baja California Peninsula), except the northwest. – Skin temperature Adem (1964a) used B = 2; this value does not permit great horizontal variation in the atmospheric density, making the advection anomaly of thermal energy almost negligible. To incorporate a non-negligible advection anomaly, we use B = 5.4. Furthermore, Eq. (C12) allows one to determine H3 from the computed mean temperature in the troposphere and therefore the pressure p using Eq. (C11). Appendix D. The parameterisation of the precipitation The precipitation anomaly RA is calculated using a multiple linear regression equation similar to that given by Mendoza et al. (2001): ′ ′ RA ¼ b T SA −T 7A þ cu7A þ dv7A þ eζ 7A ; ðD1Þ where ζ7 is the vorticity at 700 mb. The parameters b, c, d and e are the correlation coefficients, which are functions of the geographic position. Using z = 3 km (which is the approximate height of the 700 mb level) in Eqs. (C4), (C7) and (C8), the values of T7, u7 and v7 are computed, respectively, and ζ7 is computed with u7 and v7. Appendix E. 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